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EDCF SAFEGUARD POLICY

Screening and Scoping

Category A

If it is likely to have significant adverse environmental and social impacts and high risks that are irreversible, diverse, or unprecedented.

These impacts may affect an area larger than the sites or facilities.

ESIA

Category B+

If it is likely to have substantial adverse environmental and social impacts and risks that are less adverse than those of category A projects.

These impacts and risks can be managed and predicted in a manner consistent with the EDCF Safeguard Policy.

ESIA

Category B

If its potential adverse environmental and social impacts are less adverse than those of category B+ projects.

IESE

Category C

A proposed project is classified as category C if it is likely to have minimal or no adverse environmental and social impacts.

Not required

Categorization

The borrower shall conduct ESIA for category A and B+ projects and IESE for category B projects, ESIA or IESE shall include ESMP. If the proposed project will have a large scale of land acquisition, involuntary resettlement impacts and likely to have a direct or indirect impact on indigenous communities, RP and/or IPP shall be prepared in addition to an ESIA or IESE report.

Outline of ESIA

Outline of Environmental and Social Impact Assessment Report

The ESIA report is a comprehensive assessment of evaluation criteria and consultations among local residents and governments which identify the significance of environmental and social impacts caused by the project and thoroughly examine key issues while providing coverage of less important but related issues. The assessment report should be objective and logical, be based on appropriate scientific data of natural, social, and applied science. The ESIA report includes the rationale for the following : survey regions and locations; the methodology, conditions and statistics used for impact predictions. If the laws and regulations are referred to in the assessment report that require verification, a brief description of such laws and regulations or a copy of the related documents that verify their legitimacy should be provided. Terminology used in the assessment document should be explained in layman’s terms.

1. Executive Summary

2. Outline of Project : This section describes the background, purpose, and need for a project. The project's title, site, and operator should also be included. Maps marked with the location of the project site should be provided. The project period, budget, scale (e.g., area, population, routes), and anticipated effects should be clearly described.

3. Environmental Setting of Project Area : This section provides information on :

  • Land use within and in close proximity to the project area.
  • The present state of environmental and social preservation areas designated by laws or regulations.
  • The present state of endangered species, protected wildlife, vegetation, and migrating birds.
  • Major facilities such as plants, airports, roads, or railroads that might have adverse environmental impacts.
  • Cultural assets and natural treasures, historically or culturally valuable construction, and historic or archeological sites.
  • Environmental infrastructure such as sewage and waste disposal facilities.
  • Traffic within the vicinity of the project site and plans for expansion of road infrastructure.
  • Public facilities including schools and hospitals.
  • The present state of displaced persons and indigenous peoples.
  • Other environment related issues in the project area.

Examination of Current Environmental and Social Conditions : This section specifies the results of examination of environmental and social conditions. In principle, examination should be conducted through a field survey, but it may also be conducted using documents, literature, and databases on the respective environment and society, if they are available. In such cases, the latest information should be used and sources should be cited. In case information on the environment and society is managed by an administrative district, the examination should cover the administrative district pertaining to the project site.

Outline of IESE

Outline of Initial Environmental and Social Examination Report

1. Background and Description of Project :
This section describes the background and purpose of the project and presents a brief outline of the project.

2. National and Regional Environment Information :
This section defines the project’s area of influence and describes the borrower’s environmental and social regulations and standards.

3. Information about the Initial Survey :
This section presents the current environmental and social conditions of the borrower (the project area).

4. Assessment of Environmental and Social Impacts :
This section identifies environmental and social issues caused by activities during the implementation of the project and encompasses predictions and evaluation of environmental and social impacts.

5. Environmental and Social Management Plan :
This section describes mitigation measures and monitoring plans to address adverse impacts resulting from the activities of project implementation. Diverse mitigation measures to avoid, mitigate, or compensate for adverse environmental and social impacts are reviewed. This section makes a list of environmental and social impacts and mitigation measures and recommends a monitoring plan regarding this list.

6. Conclusion and Recommendation :
This section provides the conclusions drawn from the assessment and provides recommendations.

Note.
Environmental and Social Management Plan (ESMP) described in appendix 2 should be included in IESE report, if necessary.

Impact & Plan Review

The bank shall carry out environmental and social due diligence based on documents submitted by the borrower and site visits.

The borrower shall predict and analyze potential environmental and social impacts; develop measures to avoid, minimize, mitigate, and/or compensate for adverse impacts; reflect the results of ESIA or IESE report in the project; and conduct consultations with affected persons or any other interested parties such as local communities, national and local authorities, civil society and/or nongovernmental organizations.

The Bank evaluates the institutional capacity of the borrower to implement EDCF Safeguard Policy and borrowing countries’ laws and regulations regarding the management of environmental and social impacts.

Info. Disclosure

Borrower

Responsible for providing relevant environmental and social information to affected communities

Objectives, nature, scale, and period of activities pertaining to the proposed project

Potential risks and impacts, mitigation measures

Process of stakeholder participation and grievance-redress mechanisms.

EDCF

Post the results of screening and the environmental and social information on our website submitted by the borrower, excluding any concerned confidential information, upon written consent of the borrower

Full or summary ESIA report (draft or final) (Category A, B+)

Full or summary IESE report (draft or final) (Category B)

Any other documents

Consent on Environmental Information Disclosure

Monitoring

The borrower shall monitor environmental and social impacts and implementation of ESMP.

A periodic monitoring report to track the progress of ESMP implementation.

For category A, B+ or B projects, submit the monitoring report at least on an annual basis.

The Bank shall review the monitoring reports submitted by the borrower.

Assisting the borrower to redress non-compliance issues and develop corrective measures, if necessary.

If unanticipated environmental and social impacts are identified, reassess impacts and update ESMP to reflect appropriate mitigation measures.